Whether through illness, injury, or other means, anyone can require a guardian/conservator to become appointed if they become mentally incapacitated. In such cases, if there is no estate planning in place (or insufficient planning) to keep family or other loved one’s out of court, a guardianship (for those under 18 in California) or conservatorship (for those over 18 in California), must be established via a court process in the county probate court.
Obtaining guardianship/conservatorship can be an extraordinarily challenging and expensive process. It begins with filing a petition in court for guardianship/conservatorship and requesting the court declare the incapacitated person incompetent.
Of course, this assumes these matters haven’t already been decided through proper and up-to-date estate planning, including a valid durable power of attorney and advance health care directives, which are the best methods for ensuring this massive responsibility is handled as effectively as possible. Sadly, most people don’t think of the costly possibility of incapacity and therefore leave their families at risk.
If you do have a loved one who needs a guardian/conservator, here are some of the things you’ll need to know:
Who can be appointed as guardian/conservator?
Unless specified in a valid legal document, any family member or other interested person can petition for guardianship/conservatorship—even a close friend can do it if they prove they’re best suited for the position. That said, most courts give preference to the ward’s spouse or other close family members. In some cases, the guardian/conservator is required to post a bond, which typically requires good credit and some level of deposit to be held in the event of the guardian’s/conservator’s wrongdoing. This bond requirement often disqualifies friends and family, who either don’t have good credit or the resources to post a bond.
If a relative or friend is not willing—or capable—of serving, the court will appoint a professional guardian or public guardian. This is one of the ways that an estate can be drained extremely quickly.
When are guardians/conservators appointed?
A guardian/conservator will only be appointed if a court determines there is enough evidence to show a person is mentally incapacitated, such that they can no longer make legal, financial, and/or health-care decisions.
What are a guardian’s/conservator’s responsibilities?
Depending on the extent of the ward’s mental capacity, a court-appointed guardian/conservator can be given near complete control over a person’s life and finances. Some of the most common duties include:
- Paying the ward’s bills
- Determining where they live
- Monitoring their residence and living conditions
- Providing consent for medical treatments
- Deciding how their finances are handled, including how their assets are invested and if any assets should be liquidated
- Managing real estate and other tangible personal property
- Keeping detailed records of all their expenditures and other financial transactions
- Making end-of-life and other palliative-care decisions
- Reporting to the court about the ward’s status at least annually
The extent of duties the guardian is responsible for is up to the court, and the guardian will not be allowed to act in areas the court has not authorized. Moreover, guardians/conservators are required to seek the ward’s preferences whenever possible—though ultimately, the decision about what action to take will be in the guardian’s/conservator’s hands.
The court can also divide out responsibilities to multiple parties. For example, one person may oversee the financial decisions, while another handles living arrangements and health-care decisions. What’s more, the court often requires detailed status reports, such as financial accounting, at regular intervals or whenever important decisions are made, such as the sale of assets.
Are guardians/conservators compensated?
Yes, guardians/conservators are entitled to reasonable compensation for their services based on the ward’s financial ability to pay. The appointed guardian/conservator is paid directly from the ward’s estate. In most cases, the compensation must be approved by the court ahead of time, and the guardian/conservator must carefully account for all of their services, the time spent on tasks on behalf of the ward, and any associated out-of-pocket expenses.
Given the huge level of responsibility and loss of control that comes with guardianship/conservatorship, the best course of action would be to get proper and updated estate planning in place ahead of time to ensure that if you or anyone you love becomes incapacitated, you can stay out of the court process altogether if possible.
One of the main goals of our law practice is to help families like yours plan for the safe, successful transfer of wealth to the next generation. Call our office today to schedule a time for us to sit down and talk about your estate plan, where we can identify the best strategies for you and your family to ensure your legacy of love and financial security. Our office is located in Santa Ana, CA but we serve all of California including Irvine, Orange, Tustin, Newport Beach, and Anaheim.